MDP Associates is a Registered Investment Advisor (RIA). Before you contact any RIA firm, you should know the following:

  1. An investment advisor (IA) or IA representative (IAR) may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's IA or IAR requirements, as the case may be; and
  2. Follow-up, individualized responses to consumers in a particular state by IA or IAR that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's IA or IAR requirements, or pursuant to an applicable state or federal exemption or exclusion.
  3. For information concerning the licensure status or disciplinary history of an IA or IAR, a consumer should contact his or her state securities law administrator.

MDP Associates is licensed in Virginia, its home state, and a possibly in some other states. (Legislation passed by Congress in 1997 precludes registration with the SEC because of the amount of assets currently under management.) MDP Associates is eligible to have clients in any state due to either being licensed by the state or being exempted under state or federal laws. New clients are currently being accepted from all states and DC.

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